{"id":1437,"date":"2026-10-09T21:43:49","date_gmt":"2026-10-09T14:43:49","guid":{"rendered":"https:\/\/atlaw.vn\/practices\/employment-labour-2\/"},"modified":"2026-10-20T09:26:16","modified_gmt":"2026-10-20T02:26:16","slug":"securities-capital-markets","status":"publish","type":"atlaw_practice","link":"https:\/\/atlaw.vn\/vi\/practices\/securities-capital-markets\/","title":{"rendered":"Ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng v\u1ed1n"},"content":{"rendered":"<p>C\u00f4ng ty Lu\u1eadt Nh\u1ea5t Nam cung c\u1ea5p d\u1ecbch v\u1ee5 t\u01b0 v\u1ea5n ph\u00e1p l\u00fd chuy\u00ean s\u00e2u trong l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng v\u1ed1n, h\u1ed7 tr\u1ee3 c\u00e1c c\u00f4ng ty \u0111\u1ea1i ch\u00fang, doanh nghi\u1ec7p ch\u01b0a ni\u00eam y\u1ebft, c\u00f4ng ty ch\u1ee9ng kho\u00e1n, c\u00f4ng ty qu\u1ea3n l\u00fd qu\u1ef9 v\u00e0 t\u1ed5 ch\u1ee9c t\u00e0i ch\u00ednh trong vi\u1ec7c ti\u1ebfp c\u1eadn, huy \u0111\u1ed9ng v\u1ed1n v\u00e0 tham gia th\u1ecb tr\u01b0\u1eddng v\u1ed1n t\u1ea1i Vi\u1ec7t Nam. Ch\u00fang t\u00f4i h\u1ed7 tr\u1ee3 kh\u00e1ch h\u00e0ng trong vi\u1ec7c x\u00e2y d\u1ef1ng c\u1ea5u tr\u00fac c\u00e1c giao d\u1ecbch huy \u0111\u1ed9ng v\u1ed1n ph\u00f9 h\u1ee3p, b\u1ea3o \u0111\u1ea3m tu\u00e2n th\u1ee7 c\u00e1c quy \u0111\u1ecbnh ph\u00e1p lu\u1eadt chuy\u00ean ng\u00e0nh v\u00e0 ki\u1ec3m so\u00e1t r\u1ee7i ro ph\u00e1p l\u00fd ph\u00e1t sinh, nh\u1eb1m b\u1ea3o \u0111\u1ea3m t\u00ednh h\u1ee3p ph\u00e1p, hi\u1ec7u l\u1ef1c v\u00e0 kh\u1ea3 n\u0103ng th\u1ef1c thi c\u1ee7a c\u00e1c giao d\u1ecbch tr\u00ean th\u1ecb tr\u01b0\u1eddng v\u1ed1n.<\/p>\n<h2>Ph\u1ea1m vi d\u1ecbch v\u1ee5<\/h2>\n<p>D\u1ecbch v\u1ee5 ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng v\u1ed1n c\u1ee7a ch\u00fang t\u00f4i g\u1ed3m:<\/p>\n<h3>Huy \u0111\u1ed9ng v\u1ed1n c\u1ed5 ph\u1ea7n &amp; Ni\u00eam y\u1ebft<\/h3>\n<ul>\n<li><strong>IPO &amp; Ni\u00eam y\u1ebft:<\/strong> T\u01b0 v\u1ea5n v\u00e0 h\u1ed7 tr\u1ee3 th\u1ef1c hi\u1ec7n l\u1ed9 tr\u00ecnh ch\u00e0o b\u00e1n c\u1ed5 phi\u1ebfu l\u1ea7n \u0111\u1ea7u ra c\u00f4ng ch\u00fang (IPO), \u0111\u0103ng k\u00fd c\u00f4ng ty \u0111\u1ea1i ch\u00fang v\u00e0 ni\u00eam y\u1ebft c\u1ed5 phi\u1ebfu tr\u00ean c\u00e1c s\u00e0n ch\u1ee9ng kho\u00e1n (HOSE, HNX, UPCoM).<\/li>\n<li><strong>Ph\u00e1t h\u00e0nh ri\u00eang l\u1ebb &amp; T\u0103ng v\u1ed1n:<\/strong> T\u01b0 v\u1ea5n c\u1ea5u tr\u00fac v\u00e0 th\u1ef1c hi\u1ec7n th\u1ee7 t\u1ee5c ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n ri\u00eang l\u1ebb, ph\u00e1t h\u00e0nh quy\u1ec1n mua c\u1ed5 phi\u1ebfu cho c\u1ed5 \u0111\u00f4ng hi\u1ec7n h\u1eefu v\u00e0 ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu theo ch\u01b0\u01a1ng tr\u00ecnh l\u1ef1a ch\u1ecdn cho ng\u01b0\u1eddi lao \u0111\u1ed9ng (ESOP).<\/li>\n<li><strong>C\u00f4ng c\u1ee5 chuy\u1ec3n \u0111\u1ed5i:<\/strong> T\u01b0 v\u1ea5n ph\u00e1t h\u00e0nh ch\u1ee9ng kho\u00e1n chuy\u1ec3n \u0111\u1ed5i, ch\u1ee9ng quy\u1ec1n v\u00e0 c\u00e1c c\u00f4ng c\u1ee5 t\u00e0i ch\u00ednh ph\u1ee9c t\u1ea1p kh\u00e1c.<\/li>\n<\/ul>\n<h3>Th\u1ecb tr\u01b0\u1eddng n\u1ee3 &amp; Tr\u00e1i phi\u1ebfu<\/h3>\n<ul>\n<li><strong>Tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p:<\/strong> T\u01b0 v\u1ea5n c\u1ea5u tr\u00fac v\u00e0 so\u1ea1n th\u1ea3o h\u1ed3 s\u01a1 ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p, bao g\u1ed3m ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu ri\u00eang l\u1ebb ho\u1eb7c ch\u00e0o b\u00e1n ra c\u00f4ng ch\u00fang.<\/li>\n<li><strong>Tr\u00e1i phi\u1ebfu \u0111\u1eb7c th\u00f9:<\/strong> T\u01b0 v\u1ea5n chuy\u00ean s\u00e2u v\u1ec1 tr\u00e1i phi\u1ebfu chuy\u1ec3n \u0111\u1ed5i, tr\u00e1i phi\u1ebfu ho\u00e1n \u0111\u1ed5i v\u00e0 c\u00e1c lo\u1ea1i tr\u00e1i phi\u1ebfu c\u00f3 t\u00e0i s\u1ea3n b\u1ea3o \u0111\u1ea3m.<\/li>\n<li><strong>Ni\u00eam y\u1ebft tr\u00e1i phi\u1ebfu:<\/strong> H\u1ed7 tr\u1ee3 th\u1ef1c hi\u1ec7n c\u00e1c th\u1ee7 t\u1ee5c \u0111\u0103ng k\u00fd, l\u01b0u k\u00fd v\u00e0 ni\u00eam y\u1ebft tr\u00e1i phi\u1ebfu tr\u00ean h\u1ec7 th\u1ed1ng giao d\u1ecbch c\u1ee7a S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n.<\/li>\n<\/ul>\n<h3>Qu\u1ea3n tr\u1ecb v\u00e0 Tu\u00e2n th\u1ee7<\/h3>\n<ul>\n<li>T\u01b0 v\u1ea5n ph\u00e1p l\u00fd v\u1ec1 th\u00e0nh l\u1eadp, c\u1ea5p ph\u00e9p v\u00e0 v\u1eadn h\u00e0nh cho c\u00e1c c\u00f4ng ty ch\u1ee9ng kho\u00e1n, c\u00f4ng ty qu\u1ea3n l\u00fd qu\u1ef9 v\u00e0 c\u00e1c qu\u1ef9 \u0111\u1ea7u t\u01b0 trong n\u01b0\u1edbc v\u00e0 n\u01b0\u1edbc ngo\u00e0i.<\/li>\n<li><strong>T\u01b0 v\u1ea5n qu\u1ea3n tr\u1ecb c\u00f4ng ty \u0111\u1ea1i ch\u00fang:<\/strong> T\u01b0 v\u1ea5n ngh\u0129a v\u1ee5 c\u00f4ng b\u1ed1 th\u00f4ng tin, qu\u1ea3n tr\u1ecb r\u1ee7i ro n\u1ed9i b\u1ed9 v\u00e0 \u0111\u1ea3m b\u1ea3o tu\u00e2n th\u1ee7 c\u00e1c quy \u0111\u1ecbnh c\u1ee7a \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc.<\/li>\n<li><strong>Th\u1ea9m \u0111\u1ecbnh &amp; \u00dd ki\u1ebfn ph\u00e1p l\u00fd:<\/strong> Th\u1ef1c hi\u1ec7n th\u1ea9m \u0111\u1ecbnh ph\u00e1p l\u00fd (Legal Due Diligence) v\u00e0 \u0111\u01b0a ra \u00fd ki\u1ebfn ph\u00e1p l\u00fd \u0111\u1ed9c l\u1eadp cho c\u00e1c \u0111\u1ee3t ph\u00e1t h\u00e0nh ch\u1ee9ng kho\u00e1n.<\/li>\n<\/ul>\n","protected":false},"excerpt":{"rendered":"<p>C\u00f4ng ty Lu\u1eadt Nh\u1ea5t Nam cung c\u1ea5p d\u1ecbch v\u1ee5 t\u01b0 v\u1ea5n ph\u00e1p l\u00fd chuy\u00ean s\u00e2u trong l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng v\u1ed1n, h\u1ed7 tr\u1ee3 c\u00e1c c\u00f4ng ty \u0111\u1ea1i ch\u00fang, doanh nghi\u1ec7p ch\u01b0a ni\u00eam y\u1ebft, c\u00f4ng ty ch\u1ee9ng kho\u00e1n, c\u00f4ng ty qu\u1ea3n l\u00fd qu\u1ef9 v\u00e0 t\u1ed5 ch\u1ee9c t\u00e0i ch\u00ednh trong vi\u1ec7c ti\u1ebfp c\u1eadn, huy [&hellip;]<\/p>\n","protected":false},"featured_media":0,"menu_order":6,"template":"","meta":{"site-sidebar-layout":"default","site-content-layout":"","ast-site-content-layout":"default","site-content-style":"default","site-sidebar-style":"default","ast-global-header-display":"","ast-banner-title-visibility":"","ast-main-header-display":"","ast-hfb-above-header-display":"","ast-hfb-below-header-display":"","ast-hfb-mobile-header-display":"","site-post-title":"","ast-breadcrumbs-content":"","ast-featured-img":"","footer-sml-layout":"","ast-disable-related-posts":"","theme-transparent-header-meta":"disabled","adv-header-id-meta":"","stick-header-meta":"","header-above-stick-meta":"","header-main-stick-meta":"","header-below-stick-meta":"","astra-migrate-meta-layouts":"default","ast-page-background-enabled":"default","ast-page-background-meta":{"desktop":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center 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s\u1ef1 \u0111i\u1ec1u ch\u1ec9nh ch\u1eb7t ch\u1ebd c\u1ee7a ph\u00e1p lu\u1eadt, vi\u1ec7c huy \u0111\u1ed9ng v\u1ed1n th\u00f4ng qua th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n \u0111\u00f2i h\u1ecfi doanh nghi\u1ec7p ph\u1ea3i c\u00f3 s\u1ef1 \u0111\u1ed3ng h\u00e0nh c\u1ee7a c\u00e1c c\u1ed1 v\u1ea5n ph\u00e1p l\u00fd c\u00f3 chuy\u00ean m\u00f4n s\u00e2u, am hi\u1ec3u th\u00f4ng l\u1ec7 th\u1ecb tr\u01b0\u1eddng v\u00e0 c\u00e1c chu\u1ea9n m\u1ef1c ph\u00e1p l\u00fd \u00e1p d\u1ee5ng.","_atlaw_scope":[],"_atlaw_industries":[1412,1413,1414],"_atlaw_insights":[1403,1404,1405],"_atlaw_no_auto_insights":""},"class_list":["post-1437","atlaw_practice","type-atlaw_practice","status-publish","hentry"],"_links":{"self":[{"href":"https:\/\/atlaw.vn\/vi\/wp-json\/wp\/v2\/atlaw_practice\/1437","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/atlaw.vn\/vi\/wp-json\/wp\/v2\/atlaw_practice"}],"about":[{"href":"https:\/\/atlaw.vn\/vi\/wp-json\/wp\/v2\/types\/atlaw_practice"}],"version-history":[{"count":2,"href":"https:\/\/atlaw.vn\/vi\/wp-json\/wp\/v2\/atlaw_practice\/1437\/revisions"}],"predecessor-version":[{"id":1670,"href":"https:\/\/atlaw.vn\/vi\/wp-json\/wp\/v2\/atlaw_practice\/1437\/revisions\/1670"}],"wp:attachment":[{"href":"https:\/\/atlaw.vn\/vi\/wp-json\/wp\/v2\/media?parent=1437"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}